Transworld Futures - Privacy Notice

Your Privacy is Our Priority

Transworld Futures is committed to safeguarding the personal information that you provide us. This privacy policy describes how we handle and protect personal information we collect about individuals, such as you, who apply for or receive our products and services. The provisions of this notice apply to former customers as well as our current customers.

Transworld Futures restricts access to your personal information to firm personnel who require access to your information in order to conduct our business, service your account, and help you to accomplish your financial objectives. Individuals with access to your personal information utilize this information in order to provide you with the services you are seeking. Transworld Futures personnel are required to maintain and protect the confidentiality of your personal information and must follow our established procedures to ensure this. To protect your information, we maintain physical, electronic and procedural safeguards that comply with federal standards for guarding the information we collect about you. We do not rent or sell your name or personal information to anyone.

How We Collect Your Personal Information

We collect personal information about you for business purposes, such as evaluating your financial needs, processing your requests and transactions, informing you about products and services that may be of interest to you, and providing customer service. We may collect the following types of non-public personal information from you:

• Information you provide to us on applications and other forms, such as your name, address, date of birth, social security number, occupation, financial profile, income, and information regarding your trading history;
• Information about your account balances and transactions with us and with our affiliates;
• Information we receive from consumer reporting agencies, such as your credit history and creditworthiness, and other entities not affiliated with Transworld Futures;
• Information you provide to us to verify your identity, such as a passport, or received from other entities not affiliated with Transworld Futures.

Disclosure to Third Parties

Transworld Futures may disclose the types of non-public information listed above to the following types of parties:

• Governmental agencies, other regulatory bodies and law enforcement officials;
• The clearing firm (Futures Commission Merchant) that carries and clears your account, which receives customer information as necessary to maintain your account and process trading activity in accordance with regulatory requirements;
• Financial service institutions (e.g. advisers, dealers, brokers, trust companies and banks) with whom we have joint marketing agreements, such as agreements to market financial services or products that we jointly offer, endorse or sponsor;
• Companies under contract to perform services for us or on our behalf, such as vendors that prepare and mail statements and transaction confirmations or provide data processing, computer software maintenance and development, transaction processing, auditing and marketing services.

Further, Transworld Futures may disclose personal information with other non-affiliated companies as permitted or required by applicable law, such as in response to a subpoena or legal process or in order to complete a transaction which you initiated and authorized. These providers acting on our behalf are required to maintain the confidentiality of any customer information they may obtain in connection with their services. Except as described in this privacy policy, we will not use your personal information for any other purpose unless we describe how such information will be used at the time you disclose it to us or we obtain your permission to do so.

Information Collected Through Our Website

When you visit TransworldFutures.com, we and our service providers may automatically collect certain information through cookies, log files, and similar technologies. This information may include your IP address, browser type and version, operating system, referring website, the pages you view on our site, and the date and time of your visit. We use this information to operate and improve the site, understand how visitors interact with it, protect it against fraud and abuse, and measure the effectiveness of our communications. We use Google Analytics for site analytics; you may opt out of Google Analytics tracking by installing the Google Analytics Opt-out Browser Add-on offered by Google. Most browsers allow you to refuse or delete cookies through their settings, though doing so may affect the functionality of the site.

Advertising

We advertise on third-party websites and platforms. Those platforms may place a pixel or similar tag on our site that records your IP address, browser type, the pages you view, and the time of your visit. We use this to measure how our advertising performs and to show ads to people who have visited our site. We do not provide your name, email address, account number, or account activity to advertising platforms. You can limit this through your browser’s cookie settings or through the ad settings on the platform you use.

Children’s Privacy

Our website and services are not directed to children under the age of 13, and we do not knowingly collect personal information from anyone under 13. If we learn that we have inadvertently collected personal information from a child under 13, we will delete it promptly. If you believe a child has provided us with personal information, please contact us using the information at the end of this policy.

Data Retention

We retain personal information for as long as your account is open and for the period required by applicable law and our regulators, including recordkeeping obligations under rules of the Commodity Futures Trading Commission, the National Futures Association, and other applicable authorities. When the retention period ends, we securely dispose of personal information in accordance with our records retention procedures.

Your State Privacy Rights

Depending on where you live, you may have additional rights regarding your personal information under state law (for example, the California Consumer Privacy Act and the California Privacy Rights Act, and similar laws in Virginia, Colorado, Connecticut, Utah, and other states). These rights may include the right to know what personal information we collect about you, the right to request deletion of certain personal information, the right to correct inaccurate information, and the right to opt out of certain disclosures or “sales” of personal information. Transworld Futures does not sell personal information for monetary consideration. To exercise an applicable right, please contact us using the information at the end of this policy. We may need to verify your identity before responding to a request, and certain information held for financial-services recordkeeping or regulatory purposes may be exempt from deletion or correction under applicable law.

Accessing Your Personal Information

We endeavor to keep our customer files complete and accurate. We will give you reasonable access to the information we have about you. Most of this information is contained in account statements that you receive from us and applications that you submit to obtain our products and services. We encourage you to review this information and notify us if you believe any information should be corrected or updated. If you have a question or concern about your personal information or this privacy notice, or if you would like to opt out of the disclosure of nonpublic personal information to nonaffiliated third parties, please contact us using the information below.

Contact Us

For privacy-related questions, requests, or to opt out of the disclosure of nonpublic personal information to nonaffiliated third parties, you may reach us at:

Transworld Futures
Phone:  1-800-987-1920

Effective Date: September 24, 2026